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Filing Details

Accession Number:: 0001209191-19-023424
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-04-03 18:07:23
Reporting Period:: 2019-04-01

Accepted Time:: 2019-04-03 18:07:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1423774	Zuora Inc	ZUO	Services-Prepackaged Software (7372)	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1091435	Mitchell Lasky	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1183234	Robert Kagle	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190191	William J Gurley	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190192	Alexandre Balkanski	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190193	M Steven Spurlock	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190211	Bruce Dunlevie	2965 Woodside Road Woodside CA 94062	No	No	Yes	No
1190213	Kevin Harvey	2965 Woodside Road Woodside CA 94062	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2019-04-01	2,564,431	$0.00	2,564,431	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2019-04-01	2,564,431	$0.00	0	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2019-04-01	28,412	$0.00	28,412	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2019-04-01	2,339	$19.92	26,073	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2019-04-01	10,673	$19.91	15,400	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2019-04-02	15,400	$19.85	0	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2019-04-01	13,937	$0.00	27,874	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2019-04-01	96,989	$0.00	194,118	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2019-04-01	91,019	$0.00	91,019	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2019-04-01	91,019	$19.80	0	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2019-04-01	33,184	$0.00	33,184	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2019-04-01	33,184	$19.80	0	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2019-04-01	112,451	$0.00	112,451	No	4	J	Indirect	See footnote
Class A Common Stock	Disposition	2019-04-01	9,354	$19.92	103,097	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2019-04-01	1,195	$0.00	2,390	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2019-04-01	157,386	$0.00	314,910	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2019-04-01	104,292	$0.00	104,292	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2019-04-01	48,263	$0.00	48,263	No	4	J	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2019-04-01	2,564,431	$0.00	2,564,431	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
5,128,862			No	4	C	Indirect

Footnotes

Shares are held by Benchmark Capital Partners V, L.P. ("BCP V"), as nominee for BCP V, Benchmark Founders' Fund V, L.P. ("BFF V"), Benchmark Founders' Fund V-A, L.P. ("BFF V-A"), Benchmark Founders' Fund V-B, L.P. ("BFF V-B") and related persons. Benchmark Capital Management Co. V, L.L.C. ("BCMC V"), the general partner of each of BCP V, BFF V, BFF V-A and BFF V-B, may be deemed to have sole voting and dispositive power over such shares. Alexandre Balkanski, Bruce W. Dunlevie, Peter H. Fenton, J. William Gurley, Kevin R. Harvey, Robert C. Kagle, Mitchell H. Lasky and Steven M. Spurlock, the managing members of BCMC V, may be deemed to share voting and dispositive power over these shares beneficially held by such entities. Each reporting person disclaims the existence of a "group" and disclaims beneficial ownership of any securities, except to the extent of such reporting persons' pecuniary interest in such securities.
Represents a pro-rata, in-kind distribution by BCP V and its affiliated funds and related persons, without additional consideration, to their respective partners, members and assigns.
Shares are held by Steven M. Spurlock's family trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $20.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.90 to $19.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares are held by a limited partnership controlled by Alexandre Balkanski.
Shares are held by Alexandre Balkanski's family trust.
Shares are held by Bruce W. Dunlevie's family trust.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.58 to $20.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares are held by a limited partnership controlled by Bruce W. Dunlevie.
Shares are held directly by J. William Gurley.
Shares are held by a limited partnership controlled by J. William Gurley.
Shares are held by Kevin R. Harvey's family trust.
Shares are held directly by Robert C. Kagle.
Shares are held directly by Mitchell H. Lasky.
Each share of the issuer's Class B Common Stock will convert into 1 share of the issuer's Class A Common Stock (a) at the option of the holder and (b) automatically upon (i) any transfer which occurs after the closing of the issuer's initial public offering, except for certain permitted transfers, and (ii) the date that is the earliest of (x) the date specified by a vote of the holders of not less than 66 2/3% of the outstanding shares of Class B Common Stock, (y) ten years from the effective date of the issuer's initial public offering and (z) the date that the total number of shares of outstanding Class B Common Stock ceases to represent at least 5% of all outstanding shares of the issuer's common stock, and has no expiration date.
Not applicable.