Home > Insider Trading > Filing (0001012975-19-000283)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1627475	Upwork Inc.	UPWK	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1180206	Globespan Capital Partners Iv Lp	One Boston Place, Suite 2810 Boston MA 02108	No	No	Yes	No
1404740	P Andrew Goldfarb	One Boston Place, Suite 2810 Boston MA 02108	No	No	Yes	No
1754247	Globespan Management Associates Iv, Llc	One Boston Place, Suite 2810 Boston MA 02108	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-04-01	1,699,705	$18.00	8,986,001	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-04-01	254	$18.87	8,985,747	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-04-01	116,606	$18.00	616,477	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-04-01	18	$18.87	616,459	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-04-01	105,027	$18.00	555,259	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-04-01	16	$18.87	555,243	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-04-01	46,299	$18.00	244,777	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-04-01	7	$18.87	244,770	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-04-01	32,063	$18.00	169,513	No	4	S	Indirect	See footnote
Common Stock	Disposition	2019-04-01	5	$18.87	169,508	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Footnotes

The transaction was executed in multiple trades at prices ranging from $17.735 to $18.59. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Held directly by Globespan Capital Partners IV, L.P.
The transaction was executed in multiple trades at prices ranging from $18.81 to $19.00. The prices above in Column 4 reflect weighted average prices. Detailed information regarding the number of shares transacted at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
Held directly by Globespan Capital Partners (Cayman) IV, L.P.
Held directly by JAFCO Globespan USIT IV, L.P.
Held directly by Globespan Capital Partners IV GmbH & Co. KG.
Held directly by GCP IV Affiliates Fund, L.P.
The filing of this Form 4 shall not be construed as an admission that the Reporting Persons are or were for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owners of any of the shares of common stock, of the Issuer. The Reporting Persons disclaim such beneficial ownership, except to the extent of their pecuniary interest.