Filing Details

Accession Number:
0001567619-19-008334
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-03 17:13:53
Reporting Period:
2019-04-01
Accepted Time:
2019-04-03 17:13:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
894158 Synthetic Biologics Inc. SYN Pharmaceutical Preparations (2834) 133808303
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091823 J Randal Kirk C/O Third Security, Llc
1881 Grove Avenue
Radford VA 24141
No No Yes No
1356090 Intrexon Corp C/O Legal Department
20374 Seneca Meadows Parkway
Germantown MD 20876
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-04-01 11,413 $0.67 92,159 No 4 S Indirect by NRM VII Holdings
Common Stock Disposition 2019-04-01 30,265 $0.67 244,402 No 4 S Indirect by Intrexon
Common Stock Disposition 2019-04-02 3,737 $0.66 88,422 No 4 S Indirect by NRM VII Holdings
Common Stock Disposition 2019-04-02 9,909 $0.66 234,493 No 4 S Indirect by Intrexon
Common Stock Disposition 2019-04-03 26,080 $0.65 62,342 No 4 S Indirect by NRM VII Holdings
Common Stock Disposition 2019-04-03 69,161 $0.65 165,332 No 4 S Indirect by Intrexon
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by NRM VII Holdings
No 4 S Indirect by Intrexon
No 4 S Indirect by NRM VII Holdings
No 4 S Indirect by Intrexon
No 4 S Indirect by NRM VII Holdings
No 4 S Indirect by Intrexon
Footnotes
  1. Pursuant to a joint selling program, NRM VII Holdings I, LLC ("NRM VII Holdings") and Intrexon Corporation ("Intrexon") sold shares on a pro rata basis.
  2. The indicated share amount is reflective of a 1:35 reverse stock split effected by the issuer on August 10, 2018.
  3. Randal J. Kirk controls NRM VII Holdings. Shares held by this entity may be deemed to be indirectly beneficially owned (as defined under Rule 13d- 3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
  4. Randal J. Kirk, directly and through certain affiliates, is the largest shareholder of Intrexon and serves as Intrexon's Chairman of the Board and Chief Executive Officer. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.