Filing Details
- Accession Number:
- 0001567619-19-008334
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-03 17:13:53
- Reporting Period:
- 2019-04-01
- Accepted Time:
- 2019-04-03 17:13:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
894158 | Synthetic Biologics Inc. | SYN | Pharmaceutical Preparations (2834) | 133808303 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091823 | J Randal Kirk | C/O Third Security, Llc 1881 Grove Avenue Radford VA 24141 | No | No | Yes | No | |
1356090 | Intrexon Corp | C/O Legal Department 20374 Seneca Meadows Parkway Germantown MD 20876 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-04-01 | 11,413 | $0.67 | 92,159 | No | 4 | S | Indirect | by NRM VII Holdings |
Common Stock | Disposition | 2019-04-01 | 30,265 | $0.67 | 244,402 | No | 4 | S | Indirect | by Intrexon |
Common Stock | Disposition | 2019-04-02 | 3,737 | $0.66 | 88,422 | No | 4 | S | Indirect | by NRM VII Holdings |
Common Stock | Disposition | 2019-04-02 | 9,909 | $0.66 | 234,493 | No | 4 | S | Indirect | by Intrexon |
Common Stock | Disposition | 2019-04-03 | 26,080 | $0.65 | 62,342 | No | 4 | S | Indirect | by NRM VII Holdings |
Common Stock | Disposition | 2019-04-03 | 69,161 | $0.65 | 165,332 | No | 4 | S | Indirect | by Intrexon |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by NRM VII Holdings |
No | 4 | S | Indirect | by Intrexon |
No | 4 | S | Indirect | by NRM VII Holdings |
No | 4 | S | Indirect | by Intrexon |
No | 4 | S | Indirect | by NRM VII Holdings |
No | 4 | S | Indirect | by Intrexon |
Footnotes
- Pursuant to a joint selling program, NRM VII Holdings I, LLC ("NRM VII Holdings") and Intrexon Corporation ("Intrexon") sold shares on a pro rata basis.
- The indicated share amount is reflective of a 1:35 reverse stock split effected by the issuer on August 10, 2018.
- Randal J. Kirk controls NRM VII Holdings. Shares held by this entity may be deemed to be indirectly beneficially owned (as defined under Rule 13d- 3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
- Randal J. Kirk, directly and through certain affiliates, is the largest shareholder of Intrexon and serves as Intrexon's Chairman of the Board and Chief Executive Officer. Mr. Kirk may therefore be deemed to have voting and dispositive power over the shares of the issuer owned by Intrexon. Shares held by Intrexon may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.