Filing Details
- Accession Number:
- 0001127602-11-009149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-07 14:26:28
- Reporting Period:
- 2011-03-04
- Filing Date:
- 2011-03-07
- Accepted Time:
- 2011-03-07 14:26:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808326 | Emcore Corp | EMKR | Semiconductors & Related Devices (3674) | 222746503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1511120 | Alfredo Gomez | 10420 Research Road Se Albuquerque NM 87123 | Gen. Counsel And Corp. Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Emcore Common Stock | Acquisiton | 2011-03-04 | 165 | $3.03 | 50,373 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Emcore Common Stock | 4,555 | Indirect | By Trust 401(k) |
Footnotes
- Shares were purchased under the Company's Director and Officer Share Purchase Plan in a transaction exempt from Section 16b pursuant to Rule 16b-3(d).
- Includes 50,000 shares of restricted stock granted under the Company's 2010 Equity Incentive Plan, vesting in three equal annual installments beginning on January 28, 2012.
- Shares attributable to Company 401(k) account as of December 31, 2010.