Filing Details
- Accession Number:
- 0001441683-19-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-03 16:14:29
- Reporting Period:
- 2019-03-14
- Accepted Time:
- 2019-04-03 16:14:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1441683 | Appian Corp | APPN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1255235 | Leon David Mitchell | C/O Appian Corporation 11955 Democracy Drive, Suite 1700 Reston VA 20190 | Senior Vp, Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-03-14 | 10,000 | $0.00 | 10,000 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2019-03-14 | 3,271 | $35.15 | 6,729 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Unit | Disposition | 2019-03-14 | 10,000 | $0.00 | 10,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
71,146 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit ("RSU") converts into Class A Common Stock on a one-for-one basis.
- The sales reported in this Form 4 were solely to cover taxes, commissions and fees due upon vesting of RSUs.
- Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock (or its cash equivalent, at the discretion of the Issuer).
- 40,000 of the RSUs were granted on 2/15/2018 and 31,136 of the RSUs were granted on 7/30/2018 and vest in five (5) equal annual installments commencing on the one-year anniversary of 3/5/2018 and 8/5/2018, respectively, provided that the Reporting Person has provided continuous service to the Issuer through such vesting date.