Filing Details
- Accession Number:
- 0001127602-11-009135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-07 13:55:23
- Reporting Period:
- 2011-03-04
- Filing Date:
- 2011-03-07
- Accepted Time:
- 2011-03-07 13:55:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1049502 | Mks Instruments Inc | MKSI | Industrial Instruments For Measurement, Display, And Control (3823) | 042277512 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1202768 | Alexander John Smith | 2 Tech Drive Andover MA 01810 | Group Vp, Asg | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-04 | 6,000 | $29.93 | 6,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-04 | 6,000 | $31.90 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-03-04 | 2,250 | $0.00 | 2,250 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-03-04 | 1,666 | $0.00 | 3,916 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-04 | 1,244 | $32.05 | 2,672 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-04 | 6,000 | $0.00 | 6,000 | $29.93 |
| Common Stock | Restricted Stock Unit | Disposition | 2011-03-04 | 2,250 | $0.00 | 2,250 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2011-03-04 | 1,666 | $0.00 | 1,666 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-01-05 | 2014-01-06 | No | 4 | M | Direct |
| 13,588 | No | 4 | M | Direct | ||
| 10,333 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
- This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
- These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vests in equal annual installments over three years.
- The RSUs vest in equal annual installments over three years.
Billionaire Hedge Funds
