Filing Details
- Accession Number:
- 0001393726-19-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-02 10:47:30
- Reporting Period:
- 2019-03-29
- Accepted Time:
- 2019-04-02 10:47:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Inc. | TIPT | Fire, Marine & Casualty Insurance (6331) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-29 | 5,100 | $6.30 | 7,674,665 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-29 | 7,370 | $6.33 | 7,682,035 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-29 | 3,448 | $6.34 | 7,685,483 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-29 | 1,557 | $6.35 | 7,687,040 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-29 | 1,500 | $6.37 | 7,688,540 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-29 | 2,000 | $6.38 | 7,690,540 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-29 | 1,600 | $6.39 | 7,692,140 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-04-01 | 160 | $6.33 | 7,692,300 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-04-01 | 1,947 | $6.34 | 7,694,247 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-04-01 | 44,613 | $6.35 | 7,738,860 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 109,736 | Indirect | By: Tricadia Holdings, L.P. |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
- The reporting person is a principal of Tricadia Holdings, L.P. ("Tricadia"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
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