Filing Details
- Accession Number:
- 0001628280-19-003762
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-01 21:40:25
- Reporting Period:
- 2019-03-28
- Accepted Time:
- 2019-04-01 21:40:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1497442 | D Scott Grinis | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-03-28 | 165 | $64.65 | 191,839 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2019-03-28 | 10,000 | $9.00 | 201,839 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-28 | 10,000 | $64.50 | 191,839 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-03-28 | 10,000 | $0.00 | 10,000 | $9.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
36,000 | 2011-07-28 | 2020-07-28 | No | 4 | M | Direct |
Footnotes
- The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.
- Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
- This option grant vested over a 4 year period; one-fourth of the total amount vested on each anniversary of the date of grant.