Filing Details

Accession Number:
0001628280-19-003762
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-01 21:40:25
Reporting Period:
2019-03-28
Accepted Time:
2019-04-01 21:40:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV Services-Business Services, Nec (7389) 201409613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1497442 D Scott Grinis 35 East Wacker Drive
Suite 2400
Chicago IL 60601
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-03-28 165 $64.65 191,839 No 4 F Direct
Common Stock Acquisiton 2019-03-28 10,000 $9.00 201,839 No 4 M Direct
Common Stock Disposition 2019-03-28 10,000 $64.50 191,839 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-03-28 10,000 $0.00 10,000 $9.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,000 2011-07-28 2020-07-28 No 4 M Direct
Footnotes
  1. The reporting person is reporting the withholding by Envestnet, Inc. of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting of restricted stock units.
  2. Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3. The sale was pursuant to a Rule 10b5-1 plan that covers the cashless exercise and sale of stock options prior to their expiration date.
  3. This option grant vested over a 4 year period; one-fourth of the total amount vested on each anniversary of the date of grant.