Filing Details
- Accession Number:
- 0001209191-19-022105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-01 20:20:00
- Reporting Period:
- 2019-03-31
- Accepted Time:
- 2019-04-01 20:20:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
897448 | Amarin Corp Plc | AMRN | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1408920 | T Joseph Kennedy | C/O Amarin Pharma, Inc. 1430 Route 206 Bedminster NJ 07921 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2019-03-31 | 47,187 | $0.00 | 78,447 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2019-03-31 | 6,250 | $0.00 | 84,697 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2019-03-31 | 26,495 | $20.76 | 58,202 | No | 4 | F | Direct | |
Ordinary Shares | Acquisiton | 2019-04-01 | 2,605 | $1.40 | 60,807 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2019-04-01 | 18,749 | $2.50 | 79,556 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2019-04-01 | 3,438 | $2.95 | 82,994 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2019-04-01 | 2,438 | $3.80 | 85,432 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2019-04-01 | 53,060 | $20.03 | 32,372 | No | 4 | S | Direct | |
Ordinary Shares | Acquisiton | 2019-04-01 | 1,112 | $20.80 | 31,260 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Stock Units | Disposition | 2019-03-31 | 47,187 | $0.00 | 47,187 | $0.00 |
Ordinary Shares | Restricted Stock Units | Disposition | 2019-03-31 | 6,250 | $0.00 | 6,250 | $0.00 |
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2019-04-01 | 2,605 | $0.00 | 2,605 | $1.40 |
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2019-04-01 | 18,749 | $0.00 | 18,749 | $2.50 |
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2019-04-01 | 3,438 | $0.00 | 3,438 | $2.95 |
Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2019-04-01 | 2,438 | $0.00 | 2,438 | $3.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
47,187 | No | 4 | M | Direct | ||
6,250 | No | 4 | M | Direct | ||
26,040 | 2026-01-31 | No | 4 | M | Direct | |
56,263 | 2025-07-06 | No | 4 | M | Direct | |
75,624 | 2027-02-01 | No | 4 | M | Direct | |
82,874 | 2028-02-01 | No | 4 | M | Direct |
Footnotes
- The option exercises and sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person for general diversification and tax planning purposes including to minimize the potential future impact of excise tax under Internal Revenue Code Section 280G.
- The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
- As previously reported on July 8, 2015, the Reporting Person was granted 755,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). These RSUs vest in 16 equal quarterly installments. The fifteenth vesting event occurred on March 31, 2019.
- Not applicable.
- Please see the section titled "Remarks" below for additional information.
- As previously reported on October 6, 2015, the Reporting Person was granted 100,000 RSUs under the Plan. These RSUs vest in 16 equal quarterly installments. The fifteenth vesting event occurred on March 31, 2019.
- Represents withholding by the Issuer of shares in respect of tax liability incident to the vesting of a security issued in accordance with Rule 16b-3, and not a market sale of securities.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.73 to $20.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.73 to $20.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion.
- On February 1, 2016, the Reporting Person was granted an option to purchase 125,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that started on February 29, 2016.
- On July 6, 2015, the Reporting Person was granted an option to purchase 900,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that started on July 31, 2015.
- On February 1, 2017, the Reporting Person was granted an option to purchase 165,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that started on February 28, 2017.
- On February 1, 2018, the Reporting Person was granted an option to purchase 117,000 Ordinary Shares under the Plan. The shares subject to this option shall vest and become exercisable in 48 equal monthly installments on the last day of each month that started on February 28, 2018.