Filing Details
- Accession Number:
- 0001578563-19-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-01 17:32:32
- Reporting Period:
- 2016-12-10
- Accepted Time:
- 2019-04-01 17:32:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534120 | Cerecor Inc. | CERC | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1291962 | Uli Hacksell | C/O Cerecor Inc. 540 Gaither Road, Suite 400 Rockville MD 20850 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-12-10 | 10,000 | $1.07 | 10,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2017-06-09 | 10,000 | $0.42 | 20,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2019-03-29 | 1,724 | $0.00 | 1,724 | $5.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,724 | 2019-03-29 | 2019-03-28 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $3.23 | 2018-12-31 | 2028-12-30 | 3,095 | 3,095 | Direct |
Common Stock | Stock Option (Right to Buy) | $3.71 | 2019-05-15 | 2028-05-14 | 8,357 | 8,357 | Direct |
Common Stock | Stock Option (Right to Buy) | $0.87 | 2027-01-25 | 100,000 | 100,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $3.77 | 2026-08-16 | 130,000 | 130,000 | Direct | |
Common Stock | Stock Option (Right to Buy) | $3.35 | 2025-12-31 | 360,459 | 360,459 | Direct | |
Common Stock | Stock Option (Right to Buy) | $5.80 | 2025-10-31 | 16,714 | 16,714 | Direct | |
Common Stock | Stock Option (Right to Buy) | $6.13 | 2015-05-20 | 2025-04-30 | 11,607 | 11,607 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2028-12-30 | 3,095 | 3,095 | Direct |
2028-05-14 | 8,357 | 8,357 | Direct |
2027-01-25 | 100,000 | 100,000 | Direct |
2026-08-16 | 130,000 | 130,000 | Direct |
2025-12-31 | 360,459 | 360,459 | Direct |
2025-10-31 | 16,714 | 16,714 | Direct |
2025-04-30 | 11,607 | 11,607 | Direct |
Footnotes
- These shares were acquired under the Issuer's 2016 Employee Stock Purchase Plan.
- The stock options will vest in full on May 15, 2019, subject to the grantee's continued service on such vesting date.
- 33,333 of the shares underlying the option vested and became exercisable on the date of grant; 33,333 shares vested and became exercisable on the first anniversary of the date of grant, and 33,334 shares vested and became exercisable on the second anniversary of the date of grant, subject to the Reporting Person's continuous service with the Issuer on each such date.
- 32,500 of the shares underlying the option shall vest and become exercisable on August 17, 2017; the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter beginning on September 17, 2017, subject to the Reporting Person's continued service with the Issuer on each such date.
- One third of the shares subject to the stock option will vest on January 1, 2017, and the remaining two thirds of the shares subject to the stock option vested in equal monthly installments over the following 24 months.
- The Stock Options vested in three equal installments on November 9, 2016, 2017 and 2018.