Filing Details

Accession Number:
0001578563-19-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-01 17:32:32
Reporting Period:
2016-12-10
Accepted Time:
2019-04-01 17:32:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1534120 Cerecor Inc. CERC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1291962 Uli Hacksell C/O Cerecor Inc.
540 Gaither Road, Suite 400
Rockville MD 20850
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-12-10 10,000 $1.07 10,000 No 4 P Direct
Common Stock Acquisiton 2017-06-09 10,000 $0.42 20,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2019-03-29 1,724 $0.00 1,724 $5.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,724 2019-03-29 2019-03-28 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $3.23 2018-12-31 2028-12-30 3,095 3,095 Direct
Common Stock Stock Option (Right to Buy) $3.71 2019-05-15 2028-05-14 8,357 8,357 Direct
Common Stock Stock Option (Right to Buy) $0.87 2027-01-25 100,000 100,000 Direct
Common Stock Stock Option (Right to Buy) $3.77 2026-08-16 130,000 130,000 Direct
Common Stock Stock Option (Right to Buy) $3.35 2025-12-31 360,459 360,459 Direct
Common Stock Stock Option (Right to Buy) $5.80 2025-10-31 16,714 16,714 Direct
Common Stock Stock Option (Right to Buy) $6.13 2015-05-20 2025-04-30 11,607 11,607 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-12-30 3,095 3,095 Direct
2028-05-14 8,357 8,357 Direct
2027-01-25 100,000 100,000 Direct
2026-08-16 130,000 130,000 Direct
2025-12-31 360,459 360,459 Direct
2025-10-31 16,714 16,714 Direct
2025-04-30 11,607 11,607 Direct
Footnotes
  1. These shares were acquired under the Issuer's 2016 Employee Stock Purchase Plan.
  2. The stock options will vest in full on May 15, 2019, subject to the grantee's continued service on such vesting date.
  3. 33,333 of the shares underlying the option vested and became exercisable on the date of grant; 33,333 shares vested and became exercisable on the first anniversary of the date of grant, and 33,334 shares vested and became exercisable on the second anniversary of the date of grant, subject to the Reporting Person's continuous service with the Issuer on each such date.
  4. 32,500 of the shares underlying the option shall vest and become exercisable on August 17, 2017; the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter beginning on September 17, 2017, subject to the Reporting Person's continued service with the Issuer on each such date.
  5. One third of the shares subject to the stock option will vest on January 1, 2017, and the remaining two thirds of the shares subject to the stock option vested in equal monthly installments over the following 24 months.
  6. The Stock Options vested in three equal installments on November 9, 2016, 2017 and 2018.