Filing Details
- Accession Number:
- 0001104659-19-019024
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-01 17:31:20
- Reporting Period:
- 2019-03-28
- Accepted Time:
- 2019-04-01 17:31:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1655759 | Arvinas Inc. | ARVN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219014 | M Scott Rocklage | 501 Second Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1240357 | D John Diekman | 501 Second Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1456890 | 5Am Ventures Iii, L.p. | 501 Second Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1478660 | 5Am Co-Investors Iii, L.p. | 501 Second Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1555953 | 5Am Partners Iii, Llc | 501 Second Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No | |
1598549 | J. Andrew Schwab | 501 Second Street, Suite 350 San Francisco CA 94107 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-03-28 | 352,056 | $14.16 | 4,512,136 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2019-03-28 | 9,073 | $14.16 | 116,287 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Footnotes
- These Securities are held of record by 5AM Ventures III, L.P. ("Ventures III").
- These Securities are held of record by 5AM Co-Investors III, L.P. ("Co-Investors III").
- 5AM Partners III, LLC ("Partners III") is the sole general partner of Ventures III and Co-Investors III. Dr. John D. Diekman, Andrew J. Schwab and Dr. Scott M. Rocklage are the managing members of Partners III, and may be deemed to have shared voting and investment power over the shares beneficially owned by Ventures III and Co-Investors III. Each of Partners III, Dr. Diekman, Mr. Schwab and Dr. Rocklage disclaim beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.