Filing Details
- Accession Number:
- 0000908662-19-000108
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-01 16:13:23
- Reporting Period:
- 2019-03-29
- Accepted Time:
- 2019-04-01 16:13:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
928953 | Pillarstone Capital Reit | PRLE | Real Estate Investment Trusts (6798) | 396594066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1120026 | Dennis Chookaszian | 2600 S. Gessner Rd., Suite 555 Houston TX 77063 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-29 | 1,999 | $2.80 | 1,999 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Convertible Note | Acquisiton | 2019-03-29 | 0 | $37,562.31 | 28,221 | $1.33 |
Common Stock | Class C Convertible Preferred Stock | Acquisiton | 2019-03-29 | 22,500 | $4.00 | 225,000 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-03-29 | 2021-11-20 | No | 4 | P | Direct |
22,500 | 2019-03-29 | No | 4 | P | Direct |
Footnotes
- Represents a Convertible Note payable to the Reporting Person that is convertible on or before November 20, 2021 at the option of the Reporting Person into common shares of the Issuer. The number of shares into which the Convertible Note is convertible is equal to the quotient obtained by dividing the principal amount of the note plus interest accrued by $1.331. As of March 29, 2019, the Convertible Note is convertible into 28,221 shares.
- The Class C Convertible Preferred Stock is convertible, at the option of the Reporting Person, at any time without the payment of any additional consideration. The number of common shares for which each share of Class C Convertible Preferred Stock is convertible is determined by dividing the sum of $10.00 and any accrued and unpaid dividends by $1.00. As of March 29, 2019, the Class C Convertible Preferred Stock held by the Reporting Person is convertible into 225,000 common shares of the Issuer.
- The Class C Convertible Preferred Stock is convertible at any time, at the Reporting Person's election, and has no expiration date.