Filing Details

Accession Number:
0001246360-11-001664
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-04 19:25:03
Reporting Period:
2011-03-02
Filing Date:
2011-03-04
Accepted Time:
2011-03-04 19:25:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
29002 Diodes Inc L DIOD Semiconductors & Related Devices (3674) 952039518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196527 H C Chen 15660 Dallas Parkway
Suite 850
Dallas TX 75248
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Diodes Incorporated Common Stock Acquisiton 2011-03-02 3,413 $8.14 367,992 No 4 M Direct
Diodes Incorporated Common Stock Disposition 2011-03-02 3,413 $30.50 364,579 No 4 S Direct
Diodes Incorporated Common Stock Acquisiton 2011-03-03 21,587 $8.14 386,166 No 4 M Direct
Diodes Incorporated Common Stock Disposition 2011-03-03 21,587 $30.73 364,579 No 4 S Direct
Diodes Incorporated Common Stock Acquisiton 2011-03-04 93,125 $8.14 457,704 No 4 M Direct
Diodes Incorporated Common Stock Disposition 2011-03-04 55,000 $31.36 402,704 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Diodes Incorporated Common Stock 7/14/04 DIOD NQSO Disposition 2011-03-02 3,413 $0.00 3,413 $8.14
Diodes Incorporated Common Stock 7/14/04 DIOD NQSO Disposition 2011-03-03 21,587 $0.00 21,587 $8.14
Diodes Incorporated Common Stock 7/14/04 DIOD NQSO Disposition 2011-03-04 93,125 $0.00 93,125 $8.14
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
114,712 2005-07-14 2014-07-14 No 4 M Direct
93,125 2005-07-14 2014-07-14 No 4 M Direct
0 2005-07-14 2014-07-14 No 4 M Direct
Footnotes
  1. Sale pursuant to previously filed 10b5-1 Plan.
  2. Sale pursuant to previously filed 10b5-1 Plan.
  3. Granted under Rule 16b-3 Plan.
  4. Non-qualified stock options exercisable in three equal annual installments beginning 07/14/2005.
  5. Sale pursuant to previously filed 10b5-1 Plan.
  6. Sale pursuant to previously filed 10b5-1 Plan.
  7. Sale pursuant to previously filed 10b5-1 Plan.
  8. Granted under Rule 16b-3 Plan.
  9. Non-qualified stock options exercisable in three equal annual installments beginning 07/14/2005.
  10. Sale pursuant to previously filed 10b5-1 Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $30.98, inclusive. The reporting person undertakes to provide to Diodes Incorporated, any security holder of Diodes Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (10) and (15) to this Form 4.
  11. Sale pursuant to previously filed 10b5-1 Plan.
  12. Sale pursuant to previously filed 10b5-1 Plan.
  13. Granted under Rule 16b-3 Plan.
  14. Non-qualified stock options exercisable in three equal annual installments beginning 07/14/2005.
  15. Sale pursuant to previously filed 10b5-1 Plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.6693, inclusive.