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Filing Details

Accession Number:: 0001494727-19-000004
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-28 20:01:13
Reporting Period:: 2019-03-26

Accepted Time:: 2019-03-28 20:01:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1318605	Tesla Inc.	TSLA	Motor Vehicles & Passenger Car Bodies (3711)	912197729

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1494727	B Jeffrey Straubel	C/O Tesla, Inc. 3500 Deer Creek Road Palo Alto CA 94304	Chief Technical Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-03-26	350	$30.41	306,748	No	4	M	Direct
Common Stock	Acquisiton	2019-03-26	7,191	$28.45	313,939	No	4	M	Direct
Common Stock	Acquisiton	2019-03-26	7,459	$31.49	321,398	No	4	M	Direct
Common Stock	Disposition	2019-03-26	400	$264.66	320,998	No	4	S	Direct
Common Stock	Disposition	2019-03-26	1,900	$266.23	319,098	No	4	S	Direct
Common Stock	Disposition	2019-03-26	6,858	$267.23	312,240	No	4	S	Direct
Common Stock	Disposition	2019-03-26	3,842	$268.03	308,398	No	4	S	Direct
Common Stock	Disposition	2019-03-26	1,600	$268.96	306,798	No	4	S	Direct
Common Stock	Disposition	2019-03-26	400	$269.89	306,398	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2019-03-26	7,191	$0.00	7,191	$28.45
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2019-03-26	350	$0.00	350	$30.41
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2019-03-26	7,459	$0.00	7,459	$31.49

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2021-01-10	No	4	M	Direct
0	2011-12-12	2021-12-12	No	4	M	Direct
35,048		2022-02-13	No	4	M	Direct

Footnotes

The stock option exercise and sales reported on this Form 4 were effected pursuant to a pre-determined Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $264.440 to $264.880, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $265.690 to $266.670, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $266.710 to $267.700, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $267.730 to $268.640, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $268.730 to $269.620, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $269.770 to $270.080, inclusive. The reporting person undertakes to provide Tesla, Inc., any security holder of Tesla, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
1,021 of the shares subject to the option became vested and exercisable on February 10, 2011 and 1/48th of the shares subject to the option became vested and exercisable each month thereafter such that all shares subject to the Option became fully vested and exercisable as of December 10, 2014.
100% of the shares subject to the option are fully vested and exercisable as of the grant date.
1/48th of the shares subject to the option vested on each monthly anniversary beginning on March 13, 2012, such that all shares subject to the Option became fully vested and exercisable as of December 13, 2015.