Filing Details
- Accession Number:
- 0001144204-11-013065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-04 18:25:06
- Reporting Period:
- 2008-07-21
- Filing Date:
- 2011-03-04
- Accepted Time:
- 2011-03-04 18:25:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
788965 | Hallador Energy Co | HNRG | Bituminous Coal & Lignite Mining (1220) | 841014610 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1356544 | Hallador Alternative Assets Fund, Llc | 940 Southwood Blvd., Suite 201 Incline Village NV 89451 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2008-07-21 | 997,587 | $4.00 | 3,426,601 | No | 4 | P | Direct | |
Common Stock | Disposition | 2009-09-25 | 252,413 | $6.00 | 3,174,188 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-03-16 | 50,000 | $0.00 | 3,124,188 | No | 4 | G | Direct | |
Common Stock | Disposition | 2010-11-19 | 2,518 | $12.17 | 3,121,670 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-11-24 | 464 | $12.17 | 3,121,206 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-08 | 2,060 | $12.25 | 3,119,146 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-12-09 | 588 | $12.07 | 3,118,558 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | S | Direct | |
No | 4 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Hallador Investments Advisors, Inc. ("HIA") is the investment advisor to the Reporting Person. HIA may be deemed to be the indirect beneficial owner of the securities by reason of its influence on or control over the Reporting Person's voting and disposition decisions in connection with its investment advisory services to the Reporting Person. Further, Silvertip Management LLC ("Silvertip") is a Managing Member and General Partner of the Reporting Person and may be deemed to be an indirect beneficial owner of the securities by reason of its influence on or control over the Reporting Person's voting and disposition decisions.
- Sold pursuant to Rule 10b5-1.