Filing Details
- Accession Number:
- 0001732966-19-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-28 13:22:07
- Reporting Period:
- 2019-02-27
- Accepted Time:
- 2019-03-28 13:22:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1703117 | Vivaldi Opportunities Fund | VAM | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1732966 | P Michael Peck | C/O Umb Fund Services, Inc. 235 West Galena Street Milwaukee WI 53212 | President | No | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2019-02-27 | 1,000 | $13.74 | 1,000 | No | 4 | P | Indirect | 401k |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | 401k |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 215,339 | Indirect | Vivaldi Holdings LLC |
| Common Shares | 6,723 | Indirect | Vivaldi Capital Management LLC |
| Common Shares | 107 | Indirect | Bear Creek Ventures LLC |
Billionaire Hedge Funds
