Filing Details
- Accession Number:
- 0001127602-19-013467
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-28 06:44:00
- Reporting Period:
- 2019-03-27
- Accepted Time:
- 2019-03-28 06:44:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1673358 | Yum China Holdings Inc. | YUMC | Retail-Eating Places (5812) | 812421743 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685727 | Shella Ng | Yum China Building 20 Tian Yao Qiao Road Shanghai F4 200030 | Chief Legal Officer, Corp. Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-27 | 18,629 | $26.56 | 50,365 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-27 | 5,547 | $40.29 | 55,912 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-27 | 12,211 | $26.98 | 68,123 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-27 | 8,779 | $21.06 | 76,902 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-27 | 11,169 | $44.30 | 65,733 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-03-27 | 7,437 | $44.30 | 58,296 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-03-27 | 5,045 | $44.30 | 53,251 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-03-27 | 4,174 | $44.30 | 49,077 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2019-03-27 | 17,341 | $44.30 | 31,736 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2019-03-27 | 18,629 | $0.00 | 18,629 | $26.56 |
| Common Stock | Stock Appreciation Right | Disposition | 2019-03-27 | 5,547 | $0.00 | 5,547 | $40.29 |
| Common Stock | Stock Appreciation Right | Disposition | 2019-03-27 | 12,211 | $0.00 | 12,211 | $26.98 |
| Common Stock | Stock Appreciation Right | Disposition | 2019-03-27 | 8,779 | $0.00 | 8,779 | $21.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 18,629 | 2027-02-10 | No | 4 | M | Direct | |
| 16,641 | 2028-02-09 | No | 4 | M | Direct | |
| 12,212 | 2026-11-11 | No | 4 | M | Direct | |
| 2,927 | 2026-02-05 | No | 4 | M | Direct |
Footnotes
- Vesting occurs 25% per year beginning one year from grant date.
- Vesting occurs 25% per year beginning one year from 2/5/2016.
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