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Filing Details

Accession Number:: 0001209191-19-021539
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-27 20:20:33
Reporting Period:: 2019-03-25

Accepted Time:: 2019-03-27 20:20:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
94845	Levi Strauss & Co	LEVI	Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300)	940905160

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768791	Jr. E. Peter Haas	C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111		Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-03-25	11,538,780	$0.00	0	No	4	J	Direct
Class A Common Stock	Acquisiton	2019-03-25	49,430	$0.00	49,430	No	4	J	Direct
Common Stock	Disposition	2019-03-25	29,117,700	$0.00	0	No	4	J	Indirect	See footnote
Common Stock	Disposition	2019-03-25	4,801,850	$0.00	0	No	4	J	Indirect	See footnote
Common Stock	Disposition	2019-03-25	400,000	$0.00	0	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2019-03-25	820,000	$0.00	820,000	No	4	C	Direct
Class A Common Stock	Disposition	2019-03-25	820,000	$17.00	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2019-03-25	2,750,000	$0.00	2,750,000	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2019-03-25	2,750,000	$17.00	0	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2019-03-25	165,040	$0.00	165,040	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2019-03-25	165,040	$17.00	0	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	J	Direct
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	C	Direct
No	4	S	Direct
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Acquisiton	2019-03-25	11,489,350	$0.00	11,489,350	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2019-03-25	29,117,700	$0.00	29,117,700	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2019-03-25	4,801,850	$0.00	4,801,850	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2019-03-25	400,000	$0.00	400,000	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2019-03-25	820,000	$0.00	820,000	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2019-03-25	2,750,000	$0.00	2,750,000	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2016-03-25	165,040	$0.00	165,040	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
11,489,350	No	4	J	Direct
29,117,700	No	4	J	Indirect
4,801,850	No	4	J	Indirect
400,000	No	4	J	Indirect
10,669,350	No	4	C	Direct
26,367,700	No	4	C	Indirect
4,636,810	No	4	C	Indirect

Footnotes

Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
49,430 of the shares are represented by restricted stock units (RSUs), 4,820 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.
Each share is represented by an RSU, 4,820 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.
The shares are held by the Peter E. Haas Jr. Family Fund, of which Mr. Haas is Vice President, for the benefit of charitable entities. Mr. Haasdisclaims beneficial ownership of these shares.
The shares are held by trusts, of which Mr. Haas is trustee, for the benefit of others. Mr. Haas disclaims beneficial ownership of these shares.
The shares are held by Mr. Haas' spouse. Mr. Haas disclaims beneficial ownership of these shares.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Peter E. Haas Jr. Family Fund.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by trusts, of which Mr. Haas is trustee, for the benefit of others.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.