Filing Details
- Accession Number:
- 0001209191-19-021537
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-27 20:18:35
- Reporting Period:
- 2019-03-25
- Accepted Time:
- 2019-03-27 20:18:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
94845 | Levi Strauss & Co | LEVI | Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) | 940905160 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1771089 | E. Margaret Haas | C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-03-25 | 15,005,920 | $0.00 | 0 | No | 4 | J | Direct | |
Common Stock | Disposition | 2019-03-25 | 19,783,990 | $0.00 | 0 | No | 4 | J | Indirect | See footnote |
Common Stock | Disposition | 2019-03-25 | 8,861,220 | $0.00 | 0 | No | 4 | J | Indirect | See footnote |
Common Stock | Disposition | 2019-03-25 | 844,680 | $0.00 | 0 | No | 4 | J | Indirect | See footnote |
Class A Common Stock | Acquisiton | 2019-03-25 | 1,000,000 | $0.00 | 1,000,000 | No | 4 | C | Indirect | See footnote |
Class A Common Stock | Disposition | 2019-03-25 | 1,000,000 | $17.00 | 0 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Indirect | See footnote |
No | 4 | J | Indirect | See footnote |
No | 4 | J | Indirect | See footnote |
No | 4 | C | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Acquisiton | 2019-03-25 | 15,005,920 | $0.00 | 15,005,920 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2019-03-25 | 19,783,990 | $0.00 | 19,783,990 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2019-03-25 | 8,861,220 | $0.00 | 8,861,220 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2019-03-25 | 844,680 | $0.00 | 844,680 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2019-03-25 | 1,000,000 | $0.00 | 1,000,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,005,920 | No | 4 | J | Direct | ||
19,783,990 | No | 4 | J | Indirect | ||
8,861,220 | No | 4 | J | Indirect | ||
844,680 | No | 4 | J | Indirect | ||
7,861,220 | No | 4 | C | Indirect |
Footnotes
- Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
- The shares are held by trusts and a limited liability company, of which Ms. Haas is trustee and manager, respectively, for the benefit of others. Ms. Haas disclaims beneficial ownership of these shares.
- The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is board chair, for the benefit of charitable entities. Ms. Haas disclaims beneficial ownership of these shares.
- The shares are held by the Lynx Foundation, of which Ms. Haas is board chair, for the benefit of charitable entities. Ms. Haas disclaims beneficial ownership of these shares.
- Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Margaret E. Haas Fund.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.