Filing Details

Accession Number:
0001209191-19-021537
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-27 20:18:35
Reporting Period:
2019-03-25
Accepted Time:
2019-03-27 20:18:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
94845 Levi Strauss & Co LEVI Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300) 940905160
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1771089 E. Margaret Haas C/O Levi Strauss &Amp; Co.
1155 Battery Street
San Francisco CA 94111
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-03-25 15,005,920 $0.00 0 No 4 J Direct
Common Stock Disposition 2019-03-25 19,783,990 $0.00 0 No 4 J Indirect See footnote
Common Stock Disposition 2019-03-25 8,861,220 $0.00 0 No 4 J Indirect See footnote
Common Stock Disposition 2019-03-25 844,680 $0.00 0 No 4 J Indirect See footnote
Class A Common Stock Acquisiton 2019-03-25 1,000,000 $0.00 1,000,000 No 4 C Indirect See footnote
Class A Common Stock Disposition 2019-03-25 1,000,000 $17.00 0 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Indirect See footnote
No 4 J Indirect See footnote
No 4 J Indirect See footnote
No 4 C Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Acquisiton 2019-03-25 15,005,920 $0.00 15,005,920 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-03-25 19,783,990 $0.00 19,783,990 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-03-25 8,861,220 $0.00 8,861,220 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-03-25 844,680 $0.00 844,680 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-03-25 1,000,000 $0.00 1,000,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,005,920 No 4 J Direct
19,783,990 No 4 J Indirect
8,861,220 No 4 J Indirect
844,680 No 4 J Indirect
7,861,220 No 4 C Indirect
Footnotes
  1. Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
  2. The shares are held by trusts and a limited liability company, of which Ms. Haas is trustee and manager, respectively, for the benefit of others. Ms. Haas disclaims beneficial ownership of these shares.
  3. The shares are held by the Margaret E. Haas Fund, of which Ms. Haas is board chair, for the benefit of charitable entities. Ms. Haas disclaims beneficial ownership of these shares.
  4. The shares are held by the Lynx Foundation, of which Ms. Haas is board chair, for the benefit of charitable entities. Ms. Haas disclaims beneficial ownership of these shares.
  5. Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Margaret E. Haas Fund.
  6. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.