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Filing Details

Accession Number:: 0001209191-19-021536
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-27 20:18:01
Reporting Period:: 2019-03-25

Accepted Time:: 2019-03-27 20:18:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
94845	Levi Strauss & Co	LEVI	Apparel & Other Finishd Prods Of Fabrics & Similar Matl (2300)	940905160

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1768697	A David Friedman	C/O Levi Strauss &Amp; Co. 1155 Battery Street San Francisco CA 94111		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-03-25	8,580	$0.00	0	No	4	J	Direct
Class A Common Stock	Acquisiton	2019-03-25	8,580	$0.00	8,580	No	4	J	Direct
Common Stock	Disposition	2019-03-25	2,377,540	$0.00	0	No	4	J	Indirect	See footnote
Common Stock	Disposition	2019-03-25	1,464,540	$0.00	0	No	4	J	Indirect	See footnote
Class A Common Stock	Acquisiton	2019-03-25	150,000	$0.00	150,000	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2019-03-25	150,000	$17.00	0	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	J	Direct
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	C	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Acquisiton	2019-03-25	2,377,540	$0.00	2,377,540	$0.00
Class A Common Stock	Class B Common Stock	Acquisiton	2019-03-25	1,464,540	$0.00	1,464,540	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2019-03-25	150,000	$0.00	150,000	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,377,540	No	4	J	Indirect
1,464,540	No	4	J	Indirect
2,227,540	No	4	C	Indirect

Footnotes

Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
Each share is represented by a restricted stock unit (RSU), 80 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.
Each share is represented by an RSU, 80 of which are issuable in respect of dividend equivalent rights on the RSUs. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The RSUs vest in a series of three (3) equal installments on the dates that are thirteen (13), twenty-four (24) and thirty-six (36) months following the date of grant.
The shares are held by the David A. Friedman 1993 Revocable Trust, of which the Reporting Person is trustee.
The shares are held by trusts, of which Mr. Friedman is co-trustee, for the benefit of others. Mr. Friedman disclaims beneficial ownership of these shares.
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the David A. Friedman 1993 Revocable Trust.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.