Filing Details
- Accession Number:
- 0001209191-19-021499
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-27 19:34:03
- Reporting Period:
- 2019-03-25
- Accepted Time:
- 2019-03-27 19:34:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1746127 | Swaminathan Venkataraman | 4353 North First Street San Jose CA 95134 | Evp Of Engineering And Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-03-25 | 1,868 | $0.00 | 57,418 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-03-26 | 915 | $11.96 | 56,503 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-03-25 | 8,888 | $0.00 | 65,391 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-03-26 | 3,040 | $11.96 | 62,351 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-03-25 | 14,538 | $0.00 | 76,889 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-03-26 | 4,949 | $11.96 | 71,940 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-03-25 | 91,712 | $0.00 | 163,652 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-03-26 | 44,972 | $11.96 | 118,680 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-03-25 | 53,334 | $0.00 | 118,680 | No | 4 | C | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Restricted Stock Unit (RSU)(Class B Common Stock) | Disposition | 2019-03-25 | 1,868 | $0.00 | 1,868 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-03-25 | 1,868 | $0.00 | 1,868 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-03-25 | 1,868 | $0.00 | 1,868 | $0.00 |
| Class B Common Stock | Restricted Stock Unit (RSU)(Class B Common Stock) | Disposition | 2019-03-25 | 8,888 | $0.00 | 8,888 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-03-25 | 8,888 | $0.00 | 8,888 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-03-25 | 8,888 | $0.00 | 8,888 | $0.00 |
| Class B Common Stock | Restricted Stock Unit (RSU)(Class B Common Stock) | Disposition | 2019-03-25 | 14,538 | $0.00 | 14,538 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-03-25 | 14,538 | $0.00 | 14,538 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-03-25 | 14,538 | $0.00 | 14,538 | $0.00 |
| Class B Common Stock | Restricted Stock Unit (RSU)(Class B Common Stock) | Disposition | 2019-03-25 | 91,712 | $0.00 | 91,712 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-03-25 | 91,712 | $0.00 | 91,712 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-03-25 | 91,712 | $0.00 | 91,712 | $0.00 |
| Class B Common Stock | Stock Option (Right to Buy Class B Common Stock) | Disposition | 2019-03-25 | 53,334 | $0.00 | 53,334 | $3.87 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-03-25 | 53,334 | $0.00 | 53,334 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-03-25 | 53,334 | $0.00 | 53,334 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 1,868 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 17,776 | No | 4 | M | Direct | ||
| 8,888 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 29,076 | No | 4 | M | Direct | ||
| 14,538 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 275,135 | No | 4 | M | Direct | ||
| 91,712 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | 2019-06-11 | No | 4 | M | Direct | |
| 53,334 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 343,334 | Indirect | The Venkataraman Living Trust dated June 8, 2011 |
Footnotes
- Conversion of a derivative security pursuant to its terms.
- Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2018.
- This transaction was executed in multiple trades at prices ranging from $11.70 to $12.40. The price reported above reflects the weighted average sales price.
- Includes 53,334 shares previously held directly by the reporting person.
- Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
- Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.
- All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
- The option is fully vested.
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