Filing Details

Accession Number:
0001209191-19-021492
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-27 19:10:26
Reporting Period:
2019-03-25
Accepted Time:
2019-03-27 19:10:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1664703 Bloom Energy Corp BE Electrical Industrial Apparatus (3620) 770565408
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1746068 William Thayer 4353 North First Street
San Jose CA 95134
Executive Vice President, Sale No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-03-25 1,332 $0.00 100,978 No 4 C Direct
Class A Common Stock Disposition 2019-03-26 443 $11.96 100,535 No 4 S Direct
Class A Common Stock Acquisiton 2019-03-25 10,000 $0.00 110,535 No 4 C Direct
Class A Common Stock Disposition 2019-03-26 3,395 $11.96 107,140 No 4 S Direct
Class A Common Stock Acquisiton 2019-03-25 32,212 $0.00 139,352 No 4 C Direct
Class A Common Stock Disposition 2019-03-26 11,018 $11.96 128,334 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Restricted Stock Unit (RSU) (Class B Common Stock) Disposition 2019-03-25 1,332 $0.00 1,332 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-03-25 1,332 $0.00 1,332 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-03-25 1,332 $0.00 1,332 $0.00
Class B Common Stock Restricted Stock Unit (RSU) (Class B Common Stock) Disposition 2019-03-25 10,000 $0.00 10,000 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-03-25 10,000 $0.00 10,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-03-25 10,000 $0.00 10,000 $0.00
Class B Common Stock Restricted Stock Unit (RSU) (Class B Common Stock) Disposition 2019-03-25 32,212 $0.00 32,212 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-03-25 32,212 $0.00 32,212 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-03-25 32,212 $0.00 32,212 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
1,332 No 4 M Direct
0 No 4 C Direct
20,000 No 4 M Direct
10,000 No 4 M Direct
0 No 4 C Direct
96,635 No 4 M Direct
32,212 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. Conversion of a derivative security pursuant to its terms.
  2. Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2019.
  3. This transaction was executed in multiple trades at prices ranging from $11.7000 to $12.3600. The price reported above reflects the weighted average sales price.
  4. Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
  5. Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.
  6. All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.