Filing Details
- Accession Number:
- 0001209191-19-021492
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-27 19:10:26
- Reporting Period:
- 2019-03-25
- Accepted Time:
- 2019-03-27 19:10:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1746068 | William Thayer | 4353 North First Street San Jose CA 95134 | Executive Vice President, Sale | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-03-25 | 1,332 | $0.00 | 100,978 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2019-03-26 | 443 | $11.96 | 100,535 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2019-03-25 | 10,000 | $0.00 | 110,535 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2019-03-26 | 3,395 | $11.96 | 107,140 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2019-03-25 | 32,212 | $0.00 | 139,352 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2019-03-26 | 11,018 | $11.96 | 128,334 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Restricted Stock Unit (RSU) (Class B Common Stock) | Disposition | 2019-03-25 | 1,332 | $0.00 | 1,332 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2019-03-25 | 1,332 | $0.00 | 1,332 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2019-03-25 | 1,332 | $0.00 | 1,332 | $0.00 |
Class B Common Stock | Restricted Stock Unit (RSU) (Class B Common Stock) | Disposition | 2019-03-25 | 10,000 | $0.00 | 10,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2019-03-25 | 10,000 | $0.00 | 10,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2019-03-25 | 10,000 | $0.00 | 10,000 | $0.00 |
Class B Common Stock | Restricted Stock Unit (RSU) (Class B Common Stock) | Disposition | 2019-03-25 | 32,212 | $0.00 | 32,212 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2019-03-25 | 32,212 | $0.00 | 32,212 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2019-03-25 | 32,212 | $0.00 | 32,212 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
1,332 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct | ||
20,000 | No | 4 | M | Direct | ||
10,000 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct | ||
96,635 | No | 4 | M | Direct | ||
32,212 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- Conversion of a derivative security pursuant to its terms.
- Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2019.
- This transaction was executed in multiple trades at prices ranging from $11.7000 to $12.3600. The price reported above reflects the weighted average sales price.
- Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
- Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until March 25, 2019.
- All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.