Filing Details

Accession Number:
0001637360-19-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-27 17:56:11
Reporting Period:
2019-03-25
Accepted Time:
2019-03-27 17:56:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122388 Ellie Mae Inc ELLI Services-Prepackaged Software (7372) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1637360 Cathleen Gates Schreiner C/O Ellie Mae, Inc.
4420 Rosewood Drive, Suite 500
Pleasanton CA 94588
Evp, Sales & Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-25 425 $55.30 41,572 No 4 M Direct
Common Stock Disposition 2019-03-25 425 $98.55 41,147 No 4 S Direct
Common Stock Acquisiton 2019-03-25 1 $25.30 41,148 No 4 M Direct
Common Stock Disposition 2019-03-25 1 $98.55 41,147 No 4 S Direct
Common Stock Acquisiton 2019-03-26 213 $55.30 41,360 No 4 M Direct
Common Stock Disposition 2019-03-26 213 $98.85 41,147 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2019-03-25 1 $0.00 1 $25.30
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2019-03-25 425 $0.00 425 $55.30
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2019-03-26 213 $0.00 213 $55.30
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-05-06 No 4 M Direct
213 2025-03-23 No 4 M Direct
0 2025-03-23 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to the reporting person's Rule 10b5-1 trading plan.
  2. 25% of the stock option shares vest on one year anniversary of grant date, 1/48th of the total shares vest monthly thereafter.
  3. The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.