Filing Details
- Accession Number:
- 0001141391-19-000035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-27 16:52:28
- Reporting Period:
- 2019-03-25
- Accepted Time:
- 2019-03-27 16:52:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141391 | Mastercard Inc | MA | Services-Business Services, Nec (7389) | 134172551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1679508 | Michael Fraccaro | 2000 Purchase Street Purchase NY 10577 | Chief Human Resources Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-03-25 | 1,807 | $90.13 | 4,124 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-03-25 | 2,186 | $90.10 | 6,310 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-03-25 | 4,122 | $112.31 | 10,432 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-03-25 | 4,739 | $229.89 | 5,693 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-03-25 | 3,919 | $230.60 | 1,774 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right ro buy) | Disposition | 2019-03-25 | 1,807 | $0.00 | 1,807 | $90.13 |
| Class A Common Stock | Employee Stock Option (right ro buy) | Disposition | 2019-03-25 | 2,186 | $0.00 | 2,186 | $90.10 |
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-03-25 | 4,122 | $0.00 | 4,122 | $112.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-03-01 | No | 4 | M | Direct | |
| 2,186 | 2026-03-01 | No | 4 | M | Direct | |
| 8,244 | 2027-03-01 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on February 7, 2019.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $229.37 to $230.24. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- The price reported reflects the weighted average price of shares sold in multiple transactions at prices ranging from $230.39 to $231.07. The reporting person hereby undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within this range.
- The reporting person was awarded 7,228 employee stock options on March 1, 2015, which vested in four equal annual installments beginning on March 1, 2016.
- The reporting person was awarded 8,744 employee stock options on March 1, 2016, of which 6,558 have vested. The remaining 2,186 employee stock options will vest on March 1, 2020.
- The reporting person was awarded 16,488 employee stock options on March 1, 2017, of which 8,244 have vested. The remaining 8,244 employee stock options will vest in two equal annual installments beginning on March 1, 2020.
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