Filing Details

Accession Number:
0001393726-19-000048
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-27 09:38:27
Reporting Period:
2019-03-25
Accepted Time:
2019-03-27 09:38:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393726 Tiptree Inc. TIPT Fire, Marine & Casualty Insurance (6331) 383754322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498811 Gene Michael Barnes C/O Tiptree Inc.
780 Third Avenue 21St Floor
New York NY 10017
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-25 28 $6.20 7,563,434 No 4 P Direct
Common Stock Acquisiton 2019-03-25 411 $6.21 7,563,845 No 4 P Direct
Common Stock Acquisiton 2019-03-26 95 $6.28 7,563,940 No 4 P Direct
Common Stock Acquisiton 2019-03-26 1,651 $6.29 7,565,591 No 4 P Direct
Common Stock Acquisiton 2019-03-26 5,573 $6.30 7,571,164 No 4 P Direct
Common Stock Acquisiton 2019-03-26 523 $6.31 7,571,687 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 109,736 Indirect By: Tricadia Holdings, L.P.
Footnotes
  1. Purchases pursuant to a Rule 10b5-1 trading plan.
  2. The reporting person is a principal of Tricadia Holdings, L.P. ("Tricadia"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.