Filing Details
- Accession Number:
- 0001393726-19-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-27 09:38:27
- Reporting Period:
- 2019-03-25
- Accepted Time:
- 2019-03-27 09:38:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393726 | Tiptree Inc. | TIPT | Fire, Marine & Casualty Insurance (6331) | 383754322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498811 | Gene Michael Barnes | C/O Tiptree Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-25 | 28 | $6.20 | 7,563,434 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-03-25 | 411 | $6.21 | 7,563,845 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-03-26 | 95 | $6.28 | 7,563,940 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-03-26 | 1,651 | $6.29 | 7,565,591 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-03-26 | 5,573 | $6.30 | 7,571,164 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2019-03-26 | 523 | $6.31 | 7,571,687 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 109,736 | Indirect | By: Tricadia Holdings, L.P. |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
- The reporting person is a principal of Tricadia Holdings, L.P. ("Tricadia"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.