Filing Details
- Accession Number:
- 0001463101-19-000044
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-03-26 21:35:38
- Reporting Period:
- 2018-11-30
- Accepted Time:
- 2019-03-26 21:35:38
- Original Submission Date:
- 2018-12-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463101 | Enphase Energy Inc. | ENPH | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1352816 | Eric Branderiz | C/O Enphase Energy, Inc. 47281 Bayside Parkway Fremont CA 94538 | Vp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-30 | 6,312 | $0.00 | 337,421 | No | 4 | A | Direct | |
Common Stock | Disposition | 2018-12-03 | 2,210 | $5.58 | 335,211 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- RSUs issued pursuant to the 2011 Equity Incentive Plan.
- RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q3 2018. RSUs are fully vested upon grant, with no expiration date.
- Includes 300,000 shares of common stock from a Restricted Stock Units grant reported on June 4, 2018, and inadvertently reported as Restricted Stock Units on Table 1.
- Represents shares sold to satisfy the tax withholding obligation associated with the vesting of RSUs granted on November 30, 2018.
- This transaction constitutes a matching transaction under Section 16(b) of the Securities Exchange Act. The reporting person has remitted to the Issuer the profits deemed to have resulted from the transaction, which are approximately $1,222.13.