Filing Details
- Accession Number:
- 0001463101-19-000041
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-03-26 21:26:07
- Reporting Period:
- 2018-11-30
- Accepted Time:
- 2019-03-26 21:26:07
- Original Submission Date:
- 2018-12-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1543777 | Badrinarayanan Kothandaraman | C/O Enphase Energy, Inc. 47281 Bayside Parkway Fremont CA 94538 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-11-30 | 6,769 | $0.00 | 316,209 | No | 4 | A | Direct | |
Common Stock | Disposition | 2018-12-03 | 2,370 | $5.58 | 313,839 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- RSUs issued pursuant to the 2011 Equity Incentive Plan.
- RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q3 2018. RSUs are fully vested upon grant, with no expiration date.
- Includes 180,000 shares of common stock from a Restricted Stock Units grant reported on June 4, 2018, and inadvertently reported as Restricted Stock Units on Table 1.
- Represents shares sold to satisfy the tax withholding obligation associated with the vesting of RSUs granted on November 30, 2018.
- This transaction constitutes a matching transaction under Section 16(b) of the Securities Exchange Act. The reporting person has agreed to remit to the Issuer the profits deemed to have resulted from the transaction, which are approximately $1,659.71.