Filing Details
- Accession Number:
- 0001463101-19-000040
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-03-26 21:23:35
- Reporting Period:
- 2018-08-31
- Accepted Time:
- 2019-03-26 21:23:35
- Original Submission Date:
- 2018-09-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1543777 | Badrinarayanan Kothandaraman | C/O Enphase Energy, Inc. 47281 Bayside Parkway Fremont CA 94538 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-08-31 | 28,877 | $0.00 | 289,554 | No | 4 | A | Direct | |
Common Stock | Disposition | 2018-09-04 | 10,114 | $4.86 | 279,440 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- RSUs issued pursuant to the 2011 Equity Incentive Plan.
- RSUs granted in lieu of cash under the Company's 2018 Bonus Plan for meeting performance targets in Q2 2018. RSUs are fully vested upon grant, with no expiration date.
- Includes 180,000 shares of common stock from a Restricted Stock Units grant reported on June 4, 2018, and inadvertently reported as Restricted Stock Units on Table 1.
- Represents shares sold to satisfy the tax withholding obligation associated with the vesting of the RSUs granted on August 31, 2018