Filing Details
- Accession Number:
- 0001321732-19-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-25 20:26:51
- Reporting Period:
- 2019-03-21
- Accepted Time:
- 2019-03-25 20:26:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1651318 | Arani Bose | One Penumbra Place Alameda CA 94502 | Chief Innovator | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-03-21 | 55,000 | $160.07 | 577,191 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $160.00 to $160.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Due to changes to the trustees of the Arani Bose 2009 Family Trust and the Shumita Bose 2009 Family Trust, the shares included in the registrant's prior reports on Form 4 as indirectly beneficially owned by way of those trusts are not reflected here.
Billionaire Hedge Funds
