Filing Details
- Accession Number:
- 0001127602-19-013076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-22 20:54:27
- Reporting Period:
- 2019-03-21
- Accepted Time:
- 2019-03-22 20:54:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1574135 | Pivotal Software Inc. | PVTL | Services-Prepackaged Software (7372) | 943094578 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1737547 | Edward Hieatt | C/O Pivotal Software, Inc. 875 Howard Street, Fifth Floor San Francisco CA 94103 | Svp, Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-03-21 | 3,126 | $5.06 | 178,176 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-03-21 | 41,665 | $6.78 | 219,841 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-03-21 | 44,791 | $20.00 | 175,050 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Options (Right to Buy) | Disposition | 2019-03-21 | 3,126 | $0.00 | 3,126 | $5.06 |
| Class A Common Stock | Stock Options (Right to Buy) | Disposition | 2019-03-21 | 41,665 | $0.00 | 41,665 | $6.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-06-28 | No | 4 | M | Direct | |
| 270,835 | 2025-05-13 | No | 4 | M | Direct |
Footnotes
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2018
- This transaction was executed in multiple trades at prices ranging from $20.00 to $20.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The stock options were granted on June 28, 2013 and are fully vested.
- The stock options were granted on May 13, 2015 and vest over a four-year period, with 25% of the options vesting on the first anniversary of the grant date and the remaining options vesting in equal monthly installments thereafter.
Billionaire Hedge Funds
