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Filing Details

Accession Number:: 0001179110-19-004216
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-22 20:09:37
Reporting Period:: 2019-03-20

Accepted Time:: 2019-03-22 20:09:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604821	Natera Inc.	NTRA	Services-Medical Laboratories (8071)	010894487

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1646649	Jonathan Sheena	C/O Natera, Inc., 201 Industrial Road Suite 410 San Carlos CA 94070	Chief Technology Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-03-20	118,463	$2.66	355,621	No	4	M	Direct
Common Stock	Disposition	2019-03-20	118,463	$20.50	237,158	No	4	S	Direct
Common Stock	Acquisiton	2019-03-21	71,317	$2.66	308,475	No	4	M	Direct
Common Stock	Disposition	2019-03-21	71,317	$20.50	237,158	No	4	S	Direct
Common Stock	Acquisiton	2019-03-21	1,118	$0.00	238,276	No	4	M	Direct
Common Stock	Disposition	2019-03-22	506	$20.20	237,770	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2019-03-20	118,463	$0.00	118,463	$2.66
Common Stock	Stock Option (right to buy)	Disposition	2019-03-21	71,317	$0.00	71,317	$2.66
Common Stock	Restricted Stock Unit	Disposition	2019-03-21	1,118	$0.00	1,118	$0.00
Common Stock	Stock Option (right to buy)	Acquisiton	2019-03-22	21,875	$0.00	21,875	$19.68
Common Stock	Restricted Stock Unit	Acquisiton	2019-03-22	7,279	$0.00	7,279	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
361,418	2024-02-25	No	4	M	Direct
290,101	2024-02-25	No	4	M	Direct
8,938		No	4	M	Direct
21,875	2029-03-21	No	4	A	Direct
7,279		No	4	A	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2018.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.52 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.50 to $20.51 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option shares vest fully and became exercisable on February 25, 2014.
Represents the partial vesting and settlement of Restricted Stock Units ("RSUs"), starting March 21, 2019.
Each RSU represents a contingent right to receive one share of the common stock of the issuer.
The sale of shares was effected in order to satisfy tax liabilities due at the time of vesting.
The RSUs vest over four years. 25% of the RSUs vest on March 21, 2018 and the remaining shares vest in 12 equal quarterly installments thereafter.
The option shares vest over four years. 25% of the option shares vest and become exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
The RSUs vest over four years. 25% of the RSUs vest on March 22, 2020 and the remaining shares vest in 12 equal quarterly installments thereafter.