Home > Insider Trading > Filing (0001628280-19-003269)

Filing Details

Accession Number:: 0001628280-19-003269
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-22 17:52:49
Reporting Period:: 2019-03-20

Accepted Time:: 2019-03-22 17:52:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1337619	Envestnet Inc.	ENV	Services-Business Services, Nec (7389)	201409613

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1421867	Stuart Depina	35 E. Wacker Drive Suite 2400 Chicago IL 60601	President*	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2019-03-20	5,365	$65.09	50,968	No	4	S	Direct
Common Stock	Acquisiton	2019-03-21	9,000	$53.88	59,968	No	4	M	Direct
Common Stock	Disposition	2019-03-21	9,000	$65.19	50,968	No	4	S	Direct
Common Stock	Acquisiton	2019-03-21	1,618	$20.51	52,586	No	4	M	Direct
Common Stock	Disposition	2019-03-21	1,618	$65.02	50,968	No	4	S	Direct
Common Stock	Acquisiton	2019-03-21	2,185	$31.70	53,153	No	4	M	Direct
Common Stock	Disposition	2019-03-21	2,185	$65.04	50,968	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2019-03-21	9,000	$0.00	9,000	$53.88
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2019-03-21	1,618	$0.00	1,618	$20.51
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2019-03-21	2,185	$0.00	2,185	$31.70

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2016-02-27	2025-02-27	No	4	M	Direct
0	2017-02-28	2026-02-28	No	4	M	Direct
1,565	2018-03-28	2027-03-28	No	4	M	Direct

Footnotes

The Common Shares reported herein as being sold were sold at a range of between $65.08 and $65.20 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
Reflects the cashless exercise of stock options which were granted pursuant to Rule 16b-3.
The Common Shares reported herein as being sold were sold at a range of between $65.00 and $65.61 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $65.00 and $65.16 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
The Common Shares reported herein as being sold were sold at a range of between $65.00 and $65.32 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
This option grant vested over a 3 year period; one-third of the total amount vested on each anniversary of the date of grant.
This option grant vested over a 3 year period; one-third of the total amount vested on the first anniversary of the date of grant and one-twelfth of the total amount vested on each three-month anniversary of the date of grant thereafter.
This option grant vests over a 3 year period; one-third of the total amount vests on the first anniversary of the date of grant and one-twelfth of the total amount vests on each three-month anniversary of the date of grant thereafter.