Filing Details
- Accession Number:
- 0001730168-19-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-22 17:23:26
- Reporting Period:
- 2019-03-20
- Accepted Time:
- 2019-03-22 17:23:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1670643 | H. Thomas Krause | C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Disposition | 2019-03-20 | 2,193 | $294.07 | 104,238 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2019-03-20 | 6,157 | $295.00 | 98,081 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2019-03-20 | 4,350 | $296.03 | 93,731 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2019-03-20 | 1,100 | $296.85 | 92,631 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2019-03-20 | 694 | $298.00 | 91,937 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Transaction executed in multiple trades at prices ranging from $293.51 to $294.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Includes 66,000 Restricted Stock Units.
- Transaction executed in multiple trades at prices ranging from $294.53 to $295.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $295.59 to $296.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote
- Transaction executed in multiple trades at prices ranging from $296.61 to $297.08 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $297.79 to $298.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Billionaire Hedge Funds
