Filing Details
- Accession Number:
- 0001127602-19-012979
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-22 17:01:45
- Reporting Period:
- 2019-03-20
- Accepted Time:
- 2019-03-22 17:01:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1645494 | Arris International Plc | ARRS | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185929 | David Potts | 3871 Lakefield Dr. Suwanee GA 30024 | Evp Of Finance, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2019-03-20 | 15,523 | $0.00 | 111,842 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2019-03-22 | 15,523 | $31.65 | 96,319 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Shares | Disposition | 2019-03-20 | 1,811 | $31.64 | 1,811 | $0.00 |
Ordinary Shares | Restricted Shares | Disposition | 2019-03-20 | 2,326 | $31.64 | 2,326 | $0.00 |
Ordinary Shares | Restricted Shares | Disposition | 2019-03-20 | 2,549 | $31.64 | 2,549 | $0.00 |
Ordinary Shares | Restricted Shares | Disposition | 2019-03-20 | 4,205 | $0.00 | 4,205 | $0.00 |
Ordinary Shares | Restricted Shares | Disposition | 2019-03-20 | 5,399 | $0.00 | 5,399 | $0.00 |
Ordinary Shares | Restricted Shares | Disposition | 2019-03-20 | 5,919 | $0.00 | 5,919 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,205 | 2019-03-30 | No | 4 | F | Direct | |
20,849 | 2021-03-29 | No | 4 | F | Direct | |
31,326 | 2022-03-30 | No | 4 | F | Direct | |
0 | 2019-03-30 | No | 4 | M | Direct | |
15,450 | 2021-03-29 | No | 4 | M | Direct | |
25,407 | 2022-03-30 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Shares | $0.00 | 2020-01-31 | 61,800 | 61,800 | Direct | |
Ordinary Shares | Restricted Shares | $0.00 | 2021-01-31 | 67,750 | 67,750 | Direct | |
Ordinary Shares | Restricted Shares | $0.00 | 2019-01-31 | 76,920 | 76,920 | Direct | |
Ordinary Shares | Restricted Shares | $0.00 | 2020-07-07 | 19,230 | 19,230 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
61,800 | 61,800 | Direct | |
67,750 | 67,750 | Direct | |
76,920 | 76,920 | Direct | |
19,230 | 19,230 | Direct |
Footnotes
- Effective March 20, 2019, the Compensation Committee accelerated the vesting of the Restricted Stock Units indicated. Any remaining vesting dates will remain on the anniversary of the original grant date.
- Shares sold subject to an existing Rule 10b5-1 Sales Plan.
- The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.6450 to $31.6550, inclusive. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
- Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
- This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
- Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.