Filing Details
- Accession Number:
- 0001144204-11-013036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-04 17:15:38
- Reporting Period:
- 2011-03-03
- Filing Date:
- 2011-03-04
- Accepted Time:
- 2011-03-04 17:15:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
320017 | Neostem Inc. | NBS | Services-Misc Health & Allied Services, Nec (8090) | 222343568 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1078274 | S Steven Myers | C/O Neostem, Inc. 420 Lexington Avenue, Suite 450 New York NY 10170 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2011-03-03 | 195,312 | $1.28 | 889,300 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2011-03-03 | 195,313 | $1.28 | 195,313 | No | 4 | P | Indirect | By Steven S. Myers Revocable Trust dated 12/1/2000 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Steven S. Myers Revocable Trust dated 12/1/2000 |
Footnotes
- The reporting person participated in a private placement of NeoStem, Inc. (the "Company") common stock (the "Private Placement") due to restrictions on his purchasing the Company's common stock in the open market and in response to his desire to increase his ownership in the Company.
- Purchased by the reporting person's IRA in connection with the Private Placement. The shares of common stock were purchased at the then market price of the common stock of the Company under a subscription agreement entered into on February 25, 2011.
- Purchased by the Steven S. Myers Revocable Trust dated December 1, 2000 in connection with the Private Placement. The shares of common stock were purchased at the then market price of the common stock of the Company under a subscription agreement entered into on February 25, 2011.