Filing Details
- Accession Number:
- 0001730168-19-000064
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-21 20:12:09
- Reporting Period:
- 2019-03-19
- Accepted Time:
- 2019-03-21 20:12:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1730168 | Broadcom Inc. | AVGO | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1608425 | B Charlie Kawwas | C/O Broadcom Inc. 1320 Ridder Park Drive San Jose CA 95131 | Svp & Chief Sales Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2019-03-19 | 3,668 | $38.92 | 109,477 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2019-03-19 | 5,662 | $62.63 | 115,139 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value | Disposition | 2019-03-19 | 9,330 | $295.93 | 105,809 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Stock Option (Right to Buy) | Disposition | 2019-03-19 | 3,668 | $0.00 | 3,668 | $38.92 |
| Common Stock, $0.001 Par Value | Stock Option (Right to Buy) | Disposition | 2019-03-19 | 5,662 | $0.00 | 5,662 | $62.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-03-01 | No | 4 | M | Direct | |
| 0 | 2021-03-01 | No | 4 | M | Direct |
Footnotes
- Includes 62,625 Restricted Stock Units.
- Transaction executed in multiple trades at prices ranging from $295.76 to $296.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The option is fully vested and exercisable.
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