Filing Details

Accession Number:
0001567619-19-007402
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-21 17:49:29
Reporting Period:
2019-03-19
Accepted Time:
2019-03-21 17:49:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403568 Ulta Beauty Inc. ULTA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1340358 N Mary Dillon 1000 Remington Blvd., Suite 120
Bolingbrook IL 60440
Chief Executive Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-19 15,000 $99.01 87,712 No 4 M Direct
Common Stock Acquisiton 2019-03-19 17,223 $151.20 104,935 No 4 M Direct
Common Stock Acquisiton 2019-03-19 50,000 $164.06 154,935 No 4 M Direct
Common Stock Acquisiton 2019-03-19 27,474 $191.76 182,409 No 4 M Direct
Common Stock Acquisiton 2019-03-19 11,252 $204.27 193,661 No 4 M Direct
Common Stock Disposition 2019-03-19 120,949 $334.42 72,712 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2019-03-19 15,000 $0.00 15,000 $99.01
Common Stock Stock Option (right to buy) Disposition 2019-03-19 17,223 $0.00 17,223 $151.20
Common Stock Stock Option (right to buy) Disposition 2019-03-19 50,000 $0.00 50,000 $164.06
Common Stock Stock Option (right to buy) Disposition 2019-03-19 27,474 $0.00 27,474 $191.76
Common Stock Stock Option (right to buy) Disposition 2019-03-19 11,252 $0.00 11,252 $204.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-07-01 No 4 M Direct
0 2025-03-27 No 4 M Direct
150,000 2025-09-15 No 4 M Direct
9,158 2026-03-25 No 4 M Direct
33,758 2028-03-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,244 Indirect By Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. The prices actually received ranged from $331.41 to $341.33. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
  2. Shares held by the Mary N. Dillon Trust U/A DTD 3/31/2017.
  3. The options, representing a right to purchase a total of 25,000 shares, vest 20% on the first anniversary of the 7/1/2013 grant date, 20% on the third anniversary of the grant date, and 60% on the fifth anniversary of the grant date.
  4. The options, representing a right to purchase a total of 34,445 shares, vest in 25% increments beginning on 3/15/2016 and on each anniversary date thereafter.
  5. The options, representing a right to purchase a total of 200,000 shares, vesting in 25% increments beginning on 9/15/2018 and on each anniversary thereafter through 9/15/2021.
  6. The options, representing a right to purchase a total of 36,632 shares, vest in 25% increments beginning on 3/15/2017 and on each anniversary date thereafter.
  7. The options, representing a right to purchase a total of 45,010 shares, vest in 25% increments beginning on 3/15/2019 and on each anniversary date thereafter.