Filing Details

Accession Number:
0001567619-19-007387
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-21 17:03:08
Reporting Period:
2019-03-19
Accepted Time:
2019-03-21 17:03:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1733998 Northwest Natural Holding Co NWN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1671699 L Lori Russell 220 Second Avenue
Portland OR 97209
Vp, Utility Services No Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-19 1,500 $44.25 3,933 No 4 M Direct
Common Stock Disposition 2019-03-19 1,500 $64.59 2,433 No 4 S Direct
Common Stock Acquisiton 2019-03-19 2,000 $45.74 4,433 No 4 M Direct
Common Stock Disposition 2019-03-19 2,000 $64.59 2,433 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option to Buy Disposition 2019-03-19 1,500 $0.00 1,500 $44.25
Common Stock Employee Stock Option to Buy Disposition 2019-03-19 2,000 $0.00 2,000 $45.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-03-02 No 4 M Direct
0 2021-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,372 Indirect See Footnote
Common Stock 3,695 Indirect See Footnote
Footnotes
  1. This transaction was executed in multiple trades on reported date with prices ranging from $64.37 to $64.795, resulting in an average price of $64.5894. Northwest Natural Holding Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
  2. Shares have been credited to the reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
  3. Shares held in reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of February 28, 2019.
  4. The option vested in four equal installments on February 24, 2011, and January 1, 2012, 2013 and 2014.
  5. The option vested in four equal installments on February 23, 2012 and January 1, 2013, 2014 and 2015.
  6. Option was granted as part of compensation for services. The option was exercised in a cashless exercise.