Filing Details
- Accession Number:
- 0001567619-19-007387
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-21 17:03:08
- Reporting Period:
- 2019-03-19
- Accepted Time:
- 2019-03-21 17:03:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1733998 | Northwest Natural Holding Co | NWN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1671699 | L Lori Russell | 220 Second Avenue Portland OR 97209 | Vp, Utility Services | No | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-19 | 1,500 | $44.25 | 3,933 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-19 | 1,500 | $64.59 | 2,433 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-03-19 | 2,000 | $45.74 | 4,433 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-19 | 2,000 | $64.59 | 2,433 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Buy | Disposition | 2019-03-19 | 1,500 | $0.00 | 1,500 | $44.25 |
Common Stock | Employee Stock Option to Buy | Disposition | 2019-03-19 | 2,000 | $0.00 | 2,000 | $45.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-03-02 | No | 4 | M | Direct | |
0 | 2021-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,372 | Indirect | See Footnote |
Common Stock | 3,695 | Indirect | See Footnote |
Footnotes
- This transaction was executed in multiple trades on reported date with prices ranging from $64.37 to $64.795, resulting in an average price of $64.5894. Northwest Natural Holding Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
- Shares have been credited to the reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
- Shares held in reporting person's account under Northwest Natural Gas Company's Retirement K Savings Plan as of February 28, 2019.
- The option vested in four equal installments on February 24, 2011, and January 1, 2012, 2013 and 2014.
- The option vested in four equal installments on February 23, 2012 and January 1, 2013, 2014 and 2015.
- Option was granted as part of compensation for services. The option was exercised in a cashless exercise.