Filing Details
- Accession Number:
- 0001068844-19-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-21 16:09:53
- Reporting Period:
- 2019-03-20
- Accepted Time:
- 2019-03-21 16:09:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 936395 | Ciena Corp | CIEN | Telephone & Telegraph Apparatus (3661) | 232725311 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1068844 | H Patrick Nettles | C/O Ciena Corporation 7035 Ridge Rd. Hanover MD 21076-1426 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-03-20 | 871 | $37.92 | 362,994 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-03-20 | 10,000 | $37.95 | 352,994 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-20 | 5,000 | $37.95 | 347,994 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 3/24/2016. Acquisition of the RSU was previously reported on Table I of reporting person's Form 4 on 3/24/2016.
- Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs).
- Sales were effected pursuant to Rule 10b5-1 trading plan dated 01/15/2019.
- Reflects the weighted average sales price with transactions in a range of sales from $37.33 to $39.17. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
- Reflects the weighted average sales price with transactions in a range of sales from $37.35 to $39.17. Upon request by the SEC, full information regarding the number of shares sold at each separate sales price will be provided.
Billionaire Hedge Funds
