Filing Details
- Accession Number:
- 0001393726-19-000040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-21 14:34:01
- Reporting Period:
- 2019-03-19
- Accepted Time:
- 2019-03-21 14:34:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393726 | Tiptree Inc. | TIPT | Fire, Marine & Casualty Insurance (6331) | 383754322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1498811 | Gene Michael Barnes | C/O Tiptree Inc. 780 Third Avenue 21St Floor New York NY 10017 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-19 | 2,185 | $6.35 | 7,415,104 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 282 | $6.34 | 7,415,386 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 20 | $6.33 | 7,415,406 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 2,673 | $6.31 | 7,418,079 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 8,474 | $6.30 | 7,426,553 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 7,795 | $6.29 | 7,434,348 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 2,400 | $6.28 | 7,436,748 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 2,058 | $6.27 | 7,438,806 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 11 | $6.25 | 7,438,817 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-20 | 52 | $6.31 | 7,438,869 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-20 | 12,949 | $6.30 | 7,451,818 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-20 | 9,299 | $6.29 | 7,461,117 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-20 | 200 | $6.28 | 7,461,317 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-20 | 114 | $6.27 | 7,461,431 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
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Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 109,736 | Indirect | By: Tricadia Holdings, L.P. |
Footnotes
- Purchases pursuant to a Rule 10b5-1 trading plan.
- The reporting person is a principal of Tricadia Holdings, L.P. ("Tricadia"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
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