Filing Details

Accession Number:
0000899243-19-008591
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-20 19:00:21
Reporting Period:
2019-03-18
Accepted Time:
2019-03-20 19:00:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1679688 Colony Capital Inc. CLNY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1076343 Jr Thomas Barrack C/O Colony Capital, Inc.,
515 S. Flower St., 44Th Floor
Los Angeles CA 90071
Executive Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
7.50% Series G Preferred Stock Disposition 2019-03-18 8,650 $23.19 268,499 No 4 S Indirect By Managed Investment Vehicle
7.125% Series H Preferred Stock Disposition 2019-03-18 4,150 $22.19 145,850 No 4 S Indirect By Managed Investment Vehicle
7.50% Series G Preferred Stock Disposition 2019-03-19 1,910 $23.17 266,589 No 4 S Indirect By Managed Investment Vehicle
7.125% Series H Preferred Stock Disposition 2019-03-19 15,491 $22.11 130,359 No 4 S Indirect By Managed Investment Vehicle
7.50% Series G Preferred Stock Disposition 2019-03-20 3,798 $22.84 262,791 No 4 S Indirect By Managed Investment Vehicle
7.125% Series H Preferred Stock Disposition 2019-03-20 57,797 $21.81 72,562 No 4 S Indirect By Managed Investment Vehicle
7.125% Series H Preferred Stock Disposition 2019-03-20 1,020 $22.01 71,542 No 4 S Indirect By Managed Investment Vehicle
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Managed Investment Vehicle
No 4 S Indirect By Managed Investment Vehicle
No 4 S Indirect By Managed Investment Vehicle
No 4 S Indirect By Managed Investment Vehicle
No 4 S Indirect By Managed Investment Vehicle
No 4 S Indirect By Managed Investment Vehicle
No 4 S Indirect By Managed Investment Vehicle
Footnotes
  1. The securities are held by an investment vehicle between and managed by (i) an investment fund sponsored and managed by affiliates of Colony Capital, Inc. (the "Company") and beneficially controlled by the reporting person through the general partner of such investment fund and (ii) a wholly-owned subsidiary of the Company's operating subsidiary, Colony Capital Operating Company, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all reported shares for purposes of Section 16 or for any other purpose.