Filing Details
- Accession Number:
- 0001181431-11-015740
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-04 16:46:39
- Reporting Period:
- 2011-03-02
- Filing Date:
- 2011-03-04
- Accepted Time:
- 2011-03-04 16:46:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29669 | Rr Donnelley & Sons Co | RRD | Commercial Printing (2750) | 361004130 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1286027 | John Paloian | 111 South Wacker Drive Chicago IL 60606 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-03-02 | 88,087 | $7.09 | 492,501 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-03-02 | 88,087 | $18.12 | 404,414 | No | 4 | S | Direct | |
| Common Stock (Withholding For Tax Liability) | Disposition | 2011-03-02 | 23,853 | $18.09 | 380,561 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-03-02 | 88,087 | $0.00 | 88,087 | $7.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 176,174 | 2019-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,319 | Indirect | By 401(k) |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person in September 2010.
- The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $17.93 to $18.39 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3.
- Includes 115,026 shares held directly, 2,957 shares held through dividend reinvestment plan and 262,578 restricted stock units.
- The option, representing a right to purchase a total of 352,348, vests in four equal annual installments beginning on March 2, 2010.
- Company granted option issued pursuant to Rule 16b-3 Plan.
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