Filing Details
- Accession Number:
- 0001628280-19-003193
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-20 17:43:20
- Reporting Period:
- 2019-03-19
- Accepted Time:
- 2019-03-20 17:43:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1594496 | Matthew Majoros | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-19 | 500 | $13.45 | 14,846 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-19 | 500 | $66.88 | 14,346 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-03-19 | 3,000 | $9.00 | 17,346 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-19 | 3,000 | $66.76 | 14,346 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-03-19 | 500 | $0.00 | 500 | $13.45 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-03-19 | 3,000 | $0.00 | 3,000 | $9.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-02-22 | 2020-02-22 | No | 4 | M | Direct |
0 | 2011-07-28 | 2020-07-28 | No | 4 | M | Direct |
Footnotes
- Reflects cashless exercise of stock options which were granted pursuant to Rule 16b-3.
- The Common Shares reported herein as being sold were sold at a range of between $66.88 and $66.89 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
- The Common Shares reported herein as being sold were sold at a range of between $66.72 and $66.83 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.
- This option grant vests over a 3 year period; one-third of the total amount vests on each anniversary of the date of grant.
- This option grant vests over a 4 year period; one-fourth of the total amount vests on each anniversary of the date of grant.