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Filing Details

Accession Number:: 0000950142-19-000554
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-20 17:35:55
Reporting Period:: 2019-03-18

Accepted Time:: 2019-03-20 17:35:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
874396	Lifetime Brands Inc	LCUT	Cutlery, Handtools & General Hardware (3420)	112682486

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1244082	David Jaffe	C/O Centre Partners Management Llc 601 Lexington Avenue, 55Th Floor New York NY 10022	No	No	Yes	No
1263876	G Bruce Pollack	C/O Centre Partners Management Llc 601 Lexington Avenue, 55Th Floor New York NY 10022	No	No	Yes	No
1404565	Centre Capital Investors V Lp	C/O Centre Partners Management Llc 601 Lexington Avenue, 55Th Floor New York NY 10022	No	No	Yes	No
1732873	Centre Partners V, L.p.	C/O Centre Partners Management Llc 601 Lexington Avenue, 55Th Floor New York NY 10022	No	No	Yes	No
1732877	Centre Partners V Llc	C/O Centre Partners Management Llc 601 Lexington Avenue, 55Th Floor New York NY 10022	No	No	Yes	No
1732885	Jrj V Lp	C/O Centre Partners Management Llc 601 Lexington Avenue, 55Th Floor New York NY 10022	No	No	Yes	No
1732888	Harwich Road V Lp	C/O Centre Partners Management Llc 601 Lexington Avenue, 55Th Floor New York NY 10022	No	No	Yes	No
1733473	Harwich Road Inc.	C/O Centre Partners Management Llc 601 Lexington Avenue, 55Th Floor New York NY 10022	No	No	Yes	No
1733495	Jrj Inc.	C/O Centre Partners Management Llc 601 Lexington Avenue, 55Th Floor New York NY 10022	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $0.01, Per Share	Acquisiton	2019-03-18	24,171	$9.42	5,684,708	No	4	P	Indirect	See footnotes
Common Stock, Par Value $0.01, Per Share	Acquisiton	2019-03-19	50,000	$9.39	5,734,708	No	4	P	Indirect	See footnotes
Common Stock, Par Value $0.01, Per Share	Acquisiton	2019-03-20	50,000	$9.43	5,784,708	No	4	P	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes
No	4	P	Indirect	See footnotes

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $0.01, Per Share	7,086	Direct

Footnotes

Represents shares of common stock purchased in open market transactions by Centre Capital Investors V, L.P. ("Centre Investors"). Centre Partners V, L.P. ("Centre Partners LP") is the sole general partner of Centre Investors.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.34 to $9.45, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Includes 5,593,116 shares of common stock directly held by Taylor Parent, LLC ("Taylor Parent").
CP Taylor GP, LLC ("CP Taylor") has the authority to appoint the board of directors of Taylor Parent. Centre Partners, L.P. is the sole memberof CP Taylor and the general partner of Centre Investors. Centre Partners V LLC ("Centre Partners") is the general partner of Centre Partners LP.JRJ V LP ("JRJ LP") and Harwich Road V LP ("Harwich Road LP") are co-managers of Centre Partners. JRJ Inc. ("JRJ") is the general partner ofJRJ LP. Harwich Road Inc. ("Harwich Road") is the general partner of Harwich Road LP. Bruce Pollack is the president of JRJ. David Jaffe is thepresident of Harwich Road. (Cont'd in FN 5)
(Cont'd from FN 4) As such, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Centre Investors and CP Taylor, Centre Partners LP, Centre Partners, JRJ LP, Harwich Road LP, JRJ, Harwich Road, Bruce Pollack and David Jaffe may be deemed to beneficially own the shares of the Issuer owned directly by Taylor Parent.
Each of the Reporting Persons disclaims beneficial ownership of the shares of the Issuer except to the extent of their respective pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.33 to $9.45, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.35 to $9.47, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
These shares are directly owned by Mr. Pollack.