Filing Details

Accession Number:
0001596771-19-000026
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-20 16:17:47
Reporting Period:
2019-03-18
Accepted Time:
2019-03-20 16:17:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610092 Diplomat Pharmacy Inc. DPLO Retail-Drug Stores And Proprietary Stores (5912) 382063100
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1703619 Atul Kavthekar 4100 S. Saginaw Street
Flint MI 48507
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-18 15,118 $0.00 28,218 No 4 A Direct
Common Stock Disposition 2019-03-19 1,265 $5.84 26,953 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. On March 27, 2018, Mr. Kavthekar was granted restricted stock units that were subject to the issuer's satisfaction of certain financial performance criteria. On March 18, 2019 (the "determination date"), the performance criteria was met with respect to 15,118 restricted stock units. One-third of the restricted stock units vested upon the determination date, and the remaining two-thirds will vest in two equal installments on each anniversary of the determination date, subject to continued employment.
  2. The sales reported in this Form 4 represent shares sold to cover the tax liability incurred incident to the delivery of shares of common stock from the previously awarded restricted stock units.
  3. The price represents the weighted average price of the multiple transactions reported on this line. The shares were sold at prices ranging from $5.80 to $5.8525 per share. Upon request by the SEC staff, the issuer or any securityholder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.