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Home > Insider Trading > Filing (0001185185-11-000258)

Filing Details

Accession Number:: 0001185185-11-000258
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-03-04 16:41:52
Reporting Period:: 2011-03-02

Filing Date:: 2011-03-04
Accepted Time:: 2011-03-04 16:41:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1382219	Cleantech Innovations Inc.	CTEK	Miscellaneous Fabricated Metal Products (3490)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1495837	Bei Lu	C/O Cleantech Innovations Inc C Dist Maoehan Indy Pk Tieling Eco Dev Z Tieling, Liaoning F4 112616	Chairman And Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, Par Value $.00001 Per Share	Acquisiton	2011-03-02	41,350	$4.32	9,468,951	No	4	P	Direct
Common Stock, Par Value $.00001 Per Share	Acquisiton	2011-03-03	13,800	$4.31	9,482,751	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, Par Value $.00001 Per Share	2,117,691	Indirect	By Father
Common Stock, Par Value $.00001 Per Share	2,117,691	Indirect	By Mother

Footnotes

Ms. Lu disclaims beneficial ownership of all shares of the Issuer beneficially owned or deemed to be beneficially owned directly or indirectly (other than shares in which she has a direct pecuniary interest) by her father, Dianfu Lu, and her mother, Wenge Chen, and this filing shall not be deemed an admission that Ms. Lu is, for the purpose of Section 16 or for any other purpose, the beneficial owner of such securities.