Filing Details
- Accession Number:
- 0001127602-19-012376
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-20 06:16:04
- Reporting Period:
- 2019-03-18
- Accepted Time:
- 2019-03-20 06:16:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1673358 | Yum China Holdings Inc. | YUMC | Retail-Eating Places (5812) | 812421743 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1699972 | Wei-Jye Jacky Lo | Yum China Building 20 Tian Yao Qiao Road Shanghai F4 200030 | Cfo, Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-18 | 5,123 | $26.56 | 5,996 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-18 | 1,995 | $43.50 | 4,001 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-03-18 | 3,128 | $43.50 | 873 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2019-03-18 | 5,123 | $0.00 | 5,123 | $26.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,369 | 2027-02-10 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on February 20, 2019.
- The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on February 20, 2019.
- The transactions reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan previously adopted by this reporting person on February 20, 2019.
- Vesting occurs 25% per year beginning one year from 2/10/2017.
Billionaire Hedge Funds
