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Filing Details

Accession Number:: 0001547903-19-000049
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-19 20:00:51
Reporting Period:: 2019-03-15

Accepted Time:: 2019-03-19 20:00:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1547903	Nmi Holdings Inc.	NMIH	Surety Insurance (6351)	454914248

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1713450	Julie Norberg	C/O Nmi Holdings, Inc 2100 Powell St., 12Th Fl. Emeryville CA 94608	Svp, Controller	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Shares, $0.01 Par Value Per Share	Disposition	2019-03-15	2,524	$25.86	19,271	No	4	S	Direct
Class A Common Shares, $0.01 Par Value Per Share	Disposition	2019-03-15	4,738	$25.86	14,533	No	4	S	Direct
Class A Common Shares, $0.01 Par Value Per Share	Disposition	2019-03-15	1,135	$0.00	13,398	No	4	F	Direct
Class A Common Shares, $0.01 Par Value Per Share	Disposition	2019-03-18	2,147	$26.17	11,251	No	4	S	Direct
Class A Common Shares, $0.01 Par Value Per Share	Disposition	2019-03-15	919	$0.00	10,332	No	4	F	Direct
Class A Common Shares, $0.01 Par Value Per Share	Disposition	2019-03-18	1,737	$26.17	8,595	No	4	S	Direct
Restricted Stock Unit (Right To Receive)	Acquisiton	2019-03-15	10,882	$0.00	19,477	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	F	Direct
No	4	S	Direct
No	4	F	Direct
No	4	S	Direct
No	4	A	Direct

Footnotes

To satisfy withholding taxes in connection with the vesting of certain restricted stock units granted to the reporting person on March 14, 2016, the common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $25.86. The range of sale prices on the transaction date was $25.67 to $26.01. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price. Such restricted stock units vested in full on March 14, 2019.
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $25.86. The range of sale prices on the transaction date was $25.67 to $26.01.The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2017 at a net settlement price equal to the closing stock price on March 15, 2019. Such restricted stock units vest in three equal annual installments beginning on March 15, 2018.
The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $26.17. The range of sale prices on the transaction date was $26.03 to $26.47.The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Represents shares withheld by NMIH to satisfy withholding taxes due in connection with the vesting of certain restricted stock units granted to the reporting person on March 15, 2018, at a net settlement price equal to the closing stock price on March 15, 2019. Such restricted stock units vest in three equal annual installments beginning on March 15, 2019.
Represents restricted stock units granted pursuant to the NMIH Amended and Restated 2014 Omnibus Incentive Plan on March 15, 2019. The restricted stock units vest in three equal annual installments beginning on March 15, 2020.
Represents 19,477 unvested restricted stock units.