Filing Details
- Accession Number:
- 0001595974-19-000054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-19 19:42:20
- Reporting Period:
- 2019-03-15
- Accepted Time:
- 2019-03-19 19:42:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1595974 | Rubicon Project Inc. | RUBI | Services-Computer Programming, Data Processing, Etc. (7370) | 208881738 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1686179 | Thomas Kershaw | C/O The Rubicon Project, Inc. 12181 Bluff Creek Drive, 4Th Fl Los Angeles CA 90094 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-03-15 | 23,472 | $1.97 | 654,061 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-03-15 | 23,472 | $6.91 | 630,589 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-03-15 | 23,472 | $0.00 | 23,472 | $1.97 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
63,195 | 2028-03-15 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.92, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) this Form 4.
- 25% of the stock options vested on February 1, 2018 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter.
- Granted as compensation for services.