Filing Details

Accession Number:
0001595974-19-000054
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-19 19:42:20
Reporting Period:
2019-03-15
Accepted Time:
2019-03-19 19:42:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1595974 Rubicon Project Inc. RUBI Services-Computer Programming, Data Processing, Etc. (7370) 208881738
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1686179 Thomas Kershaw C/O The Rubicon Project, Inc.
12181 Bluff Creek Drive, 4Th Fl
Los Angeles CA 90094
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-15 23,472 $1.97 654,061 No 4 M Direct
Common Stock Disposition 2019-03-15 23,472 $6.91 630,589 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-03-15 23,472 $0.00 23,472 $1.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
63,195 2028-03-15 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $6.92, inclusive. The reporting person undertakes to provide The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) this Form 4.
  2. 25% of the stock options vested on February 1, 2018 and the remaining option shares will become exercisable in 36 equal installments each calendar month thereafter.
  3. Granted as compensation for services.