Filing Details
- Accession Number:
- 0001570585-19-000067
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-19 17:38:01
- Reporting Period:
- 2019-03-15
- Accepted Time:
- 2019-03-19 17:38:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1570585 | Liberty Global Plc | LBTY | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1292152 | H Bryan Hall | 161 Hammersmith Road London X0 | Evp, Gen Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Acquisiton | 2019-03-15 | 28,768 | $0.00 | 72,005 | No | 4 | A | Direct | |
Class A Ordinary Shares | Disposition | 2019-03-15 | 12,611 | $26.03 | 59,394 | No | 4 | F | Direct | |
Class A Ordinary Shares | Acquisiton | 2019-03-18 | 22,797 | $19.87 | 82,191 | No | 4 | M | Direct | |
Class A Ordinary Shares | Disposition | 2019-03-18 | 19,053 | $26.11 | 63,138 | No | 4 | F | Direct | |
Class A Ordinary Shares | Disposition | 2019-03-19 | 3,744 | $26.11 | 59,394 | No | 4 | S | Direct | |
Class C Ordinary Shares | Acquisiton | 2019-03-15 | 57,536 | $0.00 | 183,446 | No | 4 | A | Direct | |
Class C Ordinary Shares | Disposition | 2019-03-15 | 25,222 | $25.37 | 158,224 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Ordinary Shares | Restricted Share Units A | Acquisiton | 2019-03-15 | 3,596 | $0.00 | 3,596 | $0.00 |
Class C Ordinary Shares | Restricted Share Units C | Acquisiton | 2019-03-15 | 7,192 | $0.00 | 7,192 | $0.00 |
Class A Ordinary Shares | Share Appreciation Rights A | Disposition | 2019-03-18 | 22,797 | $0.00 | 22,797 | $19.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,596 | No | 4 | A | Direct | ||
7,192 | No | 4 | A | Direct | ||
0 | 2019-05-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class C Ordinary Shares | 3,736 | Indirect | by 401(k) Plan |
Footnotes
- The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in ordinary shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such ordinary shares in respect of his 2018 annual performance award (the Bonus Shares).
- The Reporting Person received 693 shares contributed by Issuer under its 401(k) Plan as of December 31, 2018.
- Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
- Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2018 annual performance award program. These RSUs will vest in full on March 1, 2020, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.
- The SARs are immediately exercisable.